-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGcYH+K09Hs0GT8mnfd7uJBhkYYE9LNPAHeFuhB062rQ1N1PssxgYXmksXQmvTQd TNFsTHk9NiW/Zivy4+44aw== 0001144204-01-500029.txt : 20010727 0001144204-01-500029.hdr.sgml : 20010727 ACCESSION NUMBER: 0001144204-01-500029 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010726 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELITE PHARMACEUTICALS INC /DE/ CENTRAL INDEX KEY: 0001053369 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 223542636 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59693 FILM NUMBER: 1689776 BUSINESS ADDRESS: STREET 1: 165 LUDLOW AVENUE CITY: NORTHVALE STATE: NJ ZIP: 07647 BUSINESS PHONE: 2017502646 MAIL ADDRESS: STREET 1: 165 LUDLOW AVENUE CITY: NORTHVALE STATE: NJ ZIP: 07647 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FREEDMAN HARRIS CENTRAL INDEX KEY: 0001008162 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1241 GULF OF MEXICO DRIVE CITY: LONGBOAT KEY STATE: FL ZIP: 34228 MAIL ADDRESS: STREET 1: 1241 GULF OF MEXICO DR CITY: LONGBOAT KEY STATE: FL ZIP: 34228 SC 13G 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (AMENDMENT NO.__) UNDER THE SECURITIES EXCHANGE ACT OF 1934 ELITE PHARMACEUTICALS, INC. (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 28659T200 (CUSIP NUMBER) JUNE 5, 2001 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: / / RULE 13D-1(B) / X / RULE 13D-1(C) / / RULE 13D-1(D) 1. NAMES OF REPORTING PERSONS: HARRIS FREEDMAN 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) (B) /X/ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION CITIZEN OF THE UNITED STATES 5. SOLE VOTING POWER: 564,104 6. SHARED VOTING POWER: 7. SOLE DISPOSITIVE POWER : 564,104 8. SHARED DISPOSITIVE POWER: 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 564,104 10. CHECK IF THE AGGREGATE AMOUNT IN ITEM 9 EXCLUDES CERTAIN SHARES: NOT APPLICABLE 11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ITEM (9): 6% 12. TYPE OF REPORTING PERSON IN SCHEDULE 13G PART 2, PAGE 1 ITEM 1. (A) NAME OF ISSUER: ELITE PHARMACEUTICALS, INC. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 165 LUDLOW AVENUE NORTHVALE, NJ 07647 ITEM 2. (A) NAME OF PERSON FILING: HARRIS FREEDMAN (B) ADDRESS OF PRINCIPAL BUSINESS OR, IF NONE, RESIDENCE: 1241 GULF OF MEXICO DRIVE LONGBOAT KEY, FL 34228 (C) CITIZENSHIP: UNITED STATES (D) TITLE OF CLASS OF SECURITIES: COMMON STOCK (E) CUSIP NUMBER: 28659T200 ITEM 3. IF STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C): NOT APPLICABLE ITEM 4. OWNERSHIP AS OF THE DATE OF THIS FILING MR. FREEDMAN IS THE BENEFICIAL OWNER OF 279,354 SHARES OF THE ISSUER'S COMMON STOCK, 25,000 WARRANTS EXERCISABLE AT $5.00 PER SHARE WHICH EXPIRE IN JUNE, 2004 AND 259,750 WARRANTS EXERCISABLE AT $6.00 PER SHARE WHICH EXPIRE IN JUNE 2003. (A) AMOUNT BENEFICIALLY OWNED: 564,104 (B) PERCENT OF CLASS: 6% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 564,104 (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 0 (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 564,104 (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP: NOT APPLICABLE ITEM 10. CERTIFICATION: BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE NOT ACQUIRED AND ARE NOT HELD FOR THE PURPOSE OF OR WITH THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF THE SECURITIES AND WERE NOT ACQUIRED AND ARE NOT HELD IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING THAT PURPOSE OR EFFECT. AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. /S/ HARRIS FREEDMAN --------------------- HARRIS FREEDMAN JULY 2, 2001 -----END PRIVACY-ENHANCED MESSAGE-----